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Company Information
Firm Name
A.D. Financial Sdn Bhd
Company Web URL
https://www.adfinancial.com.my/
Overview
Established in 2002 in Kuala Lumpur, Malaysia, A.D. Family Office is an independent Multi Family Office. We are proud of our team and our global network of dedicated associate business partners, who provide timely and discreet services to our clients.
At A.D. Family Office, we put on our planning instinct of PRESERVATION, while you are busy indulging in your ACCUMULATION activities and together, we would complete your life goals by protecting and preserving your hard earned wealth for many generations.
At A.D. Family Office, we have designed a preparedness system that enables you to identify & master the international proven methodologies to manage your wealth complexities in an evolving & ever changing economic landscape & liberalised market.
Job Details
Job Title:
Assistant Manager, Legal & Compliance
Position Level:
In House
Specialization:
Others
Employment Type:
Full Time/Permanent
Location:
Selangor, MALAYSIA
Working Experience:
6 - 10 Year(s)
Education Level:
Bachelor Degree
Expiry Date:
06/01/2026
Responsibilities
Legal Advisory & Documentation
- Draft, review, and finalize legal documents including Family Constitutions, Deeds, Wills, Trusts, Powers of Attorney (POAs), MOUs,
NDAs, and client agreements.
- Ensure legal documents align with internal governance structures and client expec-tations.
- Liaise with clients and internal teams to ensure accurate and timely implementa-tion.
Contract Management & Legal Support
- Support the legal documentation needs of internal teams, including Family Office Advisory, Corporate Services, Investments, and Operations.
- Provide advice on legal risk, enforceability, and regulatory considerations.
- Contribute to the development and implementation of family governance structures and cross-border solutions.
External Counsel Coordination
- Coordinate with external legal counsel on advisory matters, documentation re-views, and dispute resolution.
- Review and manage legal opinions to ensure alignment with internal and client re-quirements.
Regulatory Compliance Oversight
- Monitor and ensure compliance with relevant regulatory bodies such as the Securi-ties Commission (SC), Bank Negara Malaysia (BNM), Labuan IBFC, and any applica-ble self-regulatory organizations.
- Oversee regulatory filings, licensing renewals, and maintain vigilance over changes in regulations and audit requirements.
Internal Policy & SOP Management
- Assist in the development and implementation of internal Standard Operating Pro-cedures (SOPs) relating to AML, data privacy, and conflict of interest.
- Conduct regular compliance discussions with department heads.
Training & Awareness
- Support in delivering in-house training on legal topics, AML/CFT, and client onboard-ing procedures.
- Help promote legal literacy and regulatory awareness across the organization.
Client Due Diligence (CDD) & KYC
- Assist in the review and execution of client onboarding processes, including Know-Your-Client (KYC), risk classification, and source of wealth verification.
Governance & Succession Advisory
- Support advisory work on structuring, succession planning, and the preparation of relevant legal documentation for Family Office clients.
Departmental & Team Support
- Assist in performance reviews, recruitment, and departmental reporting duties.
Others
- Contribute to the achievement of the Company�s vision, mission, and strategic objectives.
Requirements
- Bachelor�s Degree in Law (LLB) from a recognized institution; admission to the Malaysian Bar is an advantage.
- Minimum 5 years of relevant experience in legal, compliance, or regulatory functions�preferably in financial services, trust services, or family office environments.
- Sound understanding of Malaysian legal and regulatory frameworks (e.g. SC, BNM, Labuan IBFC), with exposure to international compliance practices.
- Excellent legal drafting and analytical skills, with the ability to manage complex documents and risk assessments.
- Fluent in Mandarin and English, both written and spoken, to liaise effectively with Mandarin-speaking clients and counterparts.
- Strong interpersonal and communication skills, with the ability to work cross-functionally.
- High level of integrity, discretion, and professionalism in handling confidential information.
- Ability to work independently while being a proactive team player.
This position is only open to Malaysian citizens.
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